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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Carl Kroll is a financial advisor with over 30 years of experience in the industry. John is currently registered with Spc, where he specializes in providing financial planning, investment management, and educational seminars. John has previously been registered with several other firms, including National Planning Corporation, Intersecurities, Inc., and MML Investors Services, Inc. John is also licensed to provide investment advisory services in Colorado, Florida, Louisiana, and South Carolina. John's dedication to providing personalized financial advice has helped many individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/24/2018 - Present
SPC (ANN ARBOR MI)
CA
01/08/1999 - 05/22/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
FL
12/15/1998 - 01/14/1999
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MA
03/25/1998 - 12/14/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
06/12/1997 - 03/19/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
WI
03/26/1996 - 11/04/1996
HARBOUR INVESTMENTS, INC. (MADISON WI)
CA
01/01/1995 - 10/29/1996
CENTRESTONE FINANCIAL SECURITIES CORP. (WOODLAND HILLS CA)
FL
11/03/1993 - 11/29/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NA
08/23/1982 - 12/31/1989
G. R. PHELPS & CO., INC.
IA
Issued 07/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/02/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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