Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Capron Guggenheimer is a financial advisor who has been in the industry since 1998. John is currently registered with Wells Fargo Clearing Services, LLC, a firm with over $10 billion to $50 billion in assets under management. John has a history of working with a variety of clients, including individuals, corporations, and charitable organizations. John has also worked with a variety of firms in the past, including UVEST Financial Services Group, Inc., BB&T Investment Services, Inc., and Ferris, Baker Watts Incorporated. John holds both Series 7 and Series 66 licenses. John is committed to providing his clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/28/2007 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE NC)
NC
08/09/2004 - 03/03/2007
UVEST FINANCIAL SERVICES GROUP, INC. (WILMINGTON NC)
NC
01/23/2004 - 06/17/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MD
06/04/2001 - 12/19/2003
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NC
05/04/1998 - 06/05/2001
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NE
05/30/1997 - 07/16/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
MO
04/19/1995 - 06/26/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 06/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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