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John Capolupo

Fidelity Brokerage Services LLC

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About John Capolupo

John Capolupo is a financial professional who has been in the industry since July 2010. John is currently registered with Fidelity Brokerage Services LLC, National Financial Services LLC, and Fidelity Distributors Co. LLC. John has experience working with clients in the Smithfield, RI area. John is a Series 7, Series 24, and Series 63 licensed representative.

Firm Information

John Capolupo is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Capolupo’s Registration & Firm History

RI

10/30/2017 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

10/30/2017 - 12/31/2019

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

02/01/2016 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

RI

01/24/2005 - 10/24/2005

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

12/06/2000 - 01/25/2005

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

MN

01/27/1999 - 09/29/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

01/27/1999 - 08/20/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 02/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Capolupo.
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