Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Campbell Sung is an active investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Montvale, New Jersey. John has been in the industry since February 10, 2010 and has experience with HSBC Securities (USA) Inc. and Chase Investment Services Corp. John has a diverse background in financial services and holds several industry licenses and certifications. John is committed to providing personalized investment advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/12/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MONTVALE NJ)
NY
09/05/2018 - 05/05/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
01/26/2005 - 12/16/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IL
05/03/2004 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
CA
02/14/2003 - 05/06/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
07/21/2000 - 11/20/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
03/03/2000 - 07/07/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 12/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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