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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Campbell Sudduth is a financial advisor at Raymond James & Associates, Inc., located in Sugar Land, Texas. John has been working in the financial services industry since 1981 and has extensive experience in the field. John holds a Series 7, 5, 63, and 65 license and has been registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) since 2013. John is passionate about helping clients reach their financial goals and has a proven track record of success. Before joining Raymond James & Associates, Inc., John worked at Morgan Keegan & Company, Inc., Citigroup Global Markets Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/13/2013 - Present
Raymond James & Associates, Inc. (SUGAR LAND TX)
TX
10/28/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
NY
07/31/1993 - 10/24/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/23/1981 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/29/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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