Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Calvin Shaw is a financial advisor at LPL Financial LLC, based in Toledo, OH. John has been in the financial industry since 1990. John has a wide range of experience, having worked for UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated before joining LPL Financial LLC. John is a registered representative with FINRA and holds the Series 7, Series 8, Series 24, Series 63, Series 65, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
07/02/2020 - Present
LPL Financial LLC (TOLEDO OH)
OH
08/27/2007 - 10/20/2009
UBS FINANCIAL SERVICES INC. (PERRYSBURG OH)
NY
04/25/1986 - 09/05/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/07/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/31/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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