Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Calvin Hatfield is a registered representative with LPL Financial LLC, based in Omaha, Nebraska. John has been in the financial services industry since 2002 and has experience with BANCWEST INVESTMENT SERVICES, INC. and QA3 FINANCIAL CORP. John holds the Series 7, Series 63, Series 24, Series 52TO, Series 53, Series 99TO, and Series 27 licenses. John specializes in providing financial planning, portfolio management, and consulting services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
11/01/2023 - Present
LPL Financial LLC (OMAHA NE)
NE
05/05/2006 - 10/27/2023
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
08/02/2005 - 04/27/2006
QA3 FINANCIAL CORP. (OMAHA NE)
WI
10/19/2004 - 07/12/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
NE
10/18/2002 - 08/01/2003
AXOS CLEARING LLC (OMAHA NE)
NE
12/01/2000 - 10/18/2002
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
BOTH
Issued 06/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/22/2006
Series 4 - Registered Options Principal Examination
BC
Issued 12/07/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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