Unclaimed
John Calarco is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the securities industry since February 14, 2009. John is registered with the following securities authorities: Connecticut, New York, and Texas. John is also registered as an investment advisor representative in Connecticut, New York, and Texas. John has been registered as an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. since June 2013. John also worked for Bank of America, N.A. since November 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/15/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
04/30/2001 - 02/13/2003
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
02/01/2000 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
08/31/1998 - 10/06/1998
ING BARING FURMAN SELZ LLC (NEW YORK NY)
NY
08/20/1997 - 07/02/1998
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
MI
03/12/1996 - 09/13/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 09/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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