Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cadena is a financial professional with over 30 years of experience in the securities industry. John is currently registered with C2M Securities, LLC, and has held previous positions with Essex Securities LLC, Cadena Securities Services, LLC., SAXIS GROUP, LLC., Raymond James & Associates, Inc., Gunnallen Financial, Inc, BirchTree Financial Services, Inc., United Missouri Brokerage Services, Inc., Olde Discount Corporation, Lowell H. Listrom & Company Inc., B.C. Christopher Securities Co., E. F. Hutton & Company Inc. John is a Series 7, 63, 24, 10, 9, 62, 79TO, 99TO, SIE, 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
07/01/2024 - Present
C2M Securities, LLC (RICHMOND VA)
NJ
01/16/2020 - 12/03/2021
ESSEX SECURITIES LLC (JERSEY CITY NJ)
FL
10/09/2012 - 09/23/2018
CADENA SECURITIES SERVICES, LLC. (ST. PETERSBURG FL)
FL
06/10/2008 - 06/03/2013
SAXIS GROUP, LLC. (ST. PETERSBURG FL)
FL
05/23/2002 - 02/17/2006
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
08/20/1999 - 06/14/2000
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MN
04/04/1994 - 08/30/1999
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MO
10/13/1992 - 04/11/1994
UNITED MISSOURI BROKERAGE SERVICES, INC. (KANSAS CITY MO)
MN
03/23/1992 - 10/06/1992
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MI
01/30/1987 - 09/06/1990
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
09/04/1986 - 01/20/1987
LOWELL H. LISTROM & COMPANY INC.
NA
11/02/1983 - 09/04/1984
B.C. CHRISTOPHER SECURITIES CO.
NA
05/31/1983 - 12/20/1983
E. F. HUTTON & COMPANY INC
NA
07/24/1980 - 08/18/1981
LOWELL H. LISTROM & COMPANY INC.
IA
Issued 07/24/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 12/01/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/01/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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