Unclaimed
John Cabot Rushton is a financial advisor with Avantax Investment Services, Inc. John has been in the industry since 1990. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 63, and SIE licenses. John is also a registered investment advisor in Massachusetts, New Jersey and South Carolina. John is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
01/07/2015 - Present
Avantax Investment Services, Inc. (MYRTLE BEACH SC)
MA
01/26/1990 - 01/26/2015
SIGNATOR INVESTORS, INC. (MARSHFIELD MA)
MA
01/26/1990 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 05/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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