Unclaimed
John C Walker is a financial advisor at Morgan Stanley with over 20 years of experience in the industry. John has a broad range of experience in the financial services industry, having held previous positions at CITIGROUP GLOBAL MARKETS INC. and Morgan Stanley Smith Barney LLC. John holds Series 7, Series 31, Series 63, and Series 65 licenses. John is registered to provide investment advice in 22 states including Georgia, Texas, California, Florida, Maryland and New York. John's clients include individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, investment clubs and pension plans. John's specialization areas include financial planning, asset allocation advice and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
09/03/2022 - Present
Morgan Stanley (Macon GA)
GA
09/19/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MACON GA)
IA
Issued 10/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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