Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Roberts is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Milwaukee, Wisconsin. John has been in the financial services industry since August 7, 2017 and holds Series 7, 9, 10, and 63 licenses. John is registered to provide financial advice in Arkansas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
08/08/2017 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
BC
Issued 08/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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