Unclaimed
John C. Ramey is a financial advisor currently associated with Hilltop Securities Inc. John has been in the securities industry since January 2019 and has licenses to offer advisory and brokerage services in 38 states. John offers financial planning, educational seminars, and portfolio management services to individuals. In addition to services offered by Hilltop Securities Inc. John also works with corporations and other businesses. John's practice focuses on high net worth individuals and has over $1 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
08/25/2021 - Present
Hilltop Securities Inc. (Plano TX)
TX
01/07/2019 - 04/06/2021
TD AMERITRADE, INC. (Southlake TX)
IA
Issued 08/24/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/23/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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