Unclaimed
John Nielsen is a financial advisor with Stratos Wealth Partners, Ltd. in Scottsdale, Arizona. John has been a registered representative in the financial services industry since 2008. John specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. He is also a registered investment advisor representative, providing investment advisory services through Stratos Wealth Partners, Ltd. In addition to John's experience with Stratos Wealth Partners, Ltd., John has held positions with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, LPL Financial LLC, and Lehman Brothers Inc. John has a diverse background and a dedication to providing personalized financial services for his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
AZ
08/03/2017 - Present
Stratos Wealth Partners, Ltd. (SCOTTSDALE AZ)
AZ
05/26/2011 - 07/31/2017
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
08/13/2008 - 05/31/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
NA
05/21/1992 - 07/01/1992
LEHMAN BROTHERS INC.
NA
04/21/1992 - 05/01/1992
CHATFIELD DEAN & CO., INC.
BOTH
Issued 09/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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