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John C Molinelli

Mizuho Securities USA LLC

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About John C Molinelli

John Molinelli is a securities professional with over 20 years of experience in the financial industry. John is currently registered with Mizuho Securities USA LLC and has previously held positions at Guggenheim Securities, LLC, Deutsche Bank Securities Inc., UBS Securities LLC, Goldman Sachs Execution & Clearing, L.P., Goldman, Sachs & Co., and Bloomberg Tradebook LLC. John has a broad range of experience in the securities industry, including trading, sales, and investment banking. John is registered in all 50 states and the District of Columbia.

Firm Information

John Molinelli is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Molinelli’s Registration & Firm History

NY

07/17/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/12/2017 - 07/09/2018

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

07/01/2009 - 04/17/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

12/18/2007 - 05/04/2009

UBS SECURITIES LLC (NEW YORK NY)

NY

01/05/2007 - 10/29/2007

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

05/12/2004 - 01/05/2007

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/10/2004 - 03/15/2005

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

10/09/2001 - 05/03/2004

BLOOMBERG TRADEBOOK LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/07/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John C Molinelli.
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