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John C Letts

Cambridge Investment Research Advisors, Inc.

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About John C Letts

John C Letts is a financial professional with over 18 years of experience in the industry. John is currently registered with Cambridge Investment Research Advisors, Inc. John has held previous roles at Midamerica Financial Services, Inc. and Royal Alliance Associates, Inc. John is registered with the Securities and Exchange Commission (SEC) and holds several licenses including Series 6, 7, 63 and 65, and SIE. John has a broad range of experience in providing financial advice to individuals, families and businesses. John can assist with financial planning, investment management and other services, including retirement planning and college savings.

Firm Information

John Letts is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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John Letts’s Registration & Firm History

AL

06/02/2016 - Present

Cambridge Investment Research Advisors, Inc. (Opelika AL)

IL

01/05/2010 - 12/04/2015

MIDAMERICA FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)

IL

11/20/2006 - 12/31/2009

MIDAMERICA FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)

IL

01/01/2006 - 12/11/2006

ROYAL ALLIANCE ASSOCIATES, INC. (SCHAUMBURG IL)

FL

03/11/2005 - 11/14/2005

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

FL

08/08/2003 - 04/08/2004

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

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Licenses & Designations

IA

Issued 05/06/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/11/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/07/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John C Letts.
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