Unclaimed
John C Letts is a financial professional with over 18 years of experience in the industry. John is currently registered with Cambridge Investment Research Advisors, Inc. John has held previous roles at Midamerica Financial Services, Inc. and Royal Alliance Associates, Inc. John is registered with the Securities and Exchange Commission (SEC) and holds several licenses including Series 6, 7, 63 and 65, and SIE. John has a broad range of experience in providing financial advice to individuals, families and businesses. John can assist with financial planning, investment management and other services, including retirement planning and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
06/02/2016 - Present
Cambridge Investment Research Advisors, Inc. (Opelika AL)
IL
01/05/2010 - 12/04/2015
MIDAMERICA FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)
IL
11/20/2006 - 12/31/2009
MIDAMERICA FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)
IL
01/01/2006 - 12/11/2006
ROYAL ALLIANCE ASSOCIATES, INC. (SCHAUMBURG IL)
FL
03/11/2005 - 11/14/2005
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
08/08/2003 - 04/08/2004
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
IA
Issued 05/06/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/07/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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