Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn C. Lee is a financial professional with over 20 years of experience in the securities industry. John has a strong track record of success in providing investment advice and portfolio management services to a diverse range of clients. John is currently registered with Natixis Securities Americas LLC, where John focuses on providing personalized financial solutions to meet individual and institutional needs. Prior to joining Natixis Securities Americas LLC, John held positions at ING Financial Markets LLC and ING Barings LLC. John holds a Series 7, Series 63, Series 99TO and SIE licenses. John is also a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/26/2018 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
04/30/2001 - 06/12/2018
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
06/28/1999 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
BC
Issued 08/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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