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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Johnson is a financial advisor with Morgan Stanley. John has been in the financial services industry since 1998. John holds a Series 63, Series 66, Series 7 and Series 55. John is a Registered Options Principal and a General Securities Principal. John has been with Morgan Stanley since May 2022. Prior to joining Morgan Stanley, John worked at Cambridge Investment Research Inc. and TD Ameritrade, Inc. John has experience in various financial services, including asset allocation, portfolio management for individuals and businesses, and educational seminars. John is also registered in Florida and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
07/29/2022 - Present
Morgan Stanley (Bradenton FL)
GA
06/24/2021 - 05/12/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (ATLANTA GA)
NE
04/22/2006 - 01/06/2021
TD AMERITRADE, INC. (OMAHA NE)
NE
01/02/2002 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
NJ
09/11/2002 - 10/25/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
08/12/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BOTH
Issued 08/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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