Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn C. Hughes has been in the financial services industry since 2011. John is currently registered with Wells Fargo Securities, LLC and has held previous registrations with HSBC Securities (USA) Inc. and Barclays Capital Inc. John holds several licenses and certifications including Series 7, Series 6, Series 52, Series 79, Series 82, Series 22, Series 99, and Series 63. John specializes in providing investment banking, private securities offerings, and direct participation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
12/17/2014 - 02/10/2023
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
01/17/2011 - 08/15/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 04/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/09/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/09/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 05/09/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/09/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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