Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn C Henderson has been working in the financial industry since May 1989. John is currently registered with Morgan Stanley as a Registered Representative. John has held previous roles with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Dominick & Dominick, Incorporated, Robert Fleming Inc., and Henderson Brothers, Inc. John is licensed in 29 states and the District of Columbia and holds several professional licenses, including Series 63, Series 65, Series 27, Series 99TO, SIE, Series 7, and Series 41. John has a strong track record in the industry and has been actively involved in providing financial advice and services to clients. John's primary focus is on providing wealth management, investment advice, and financial planning services to individuals, families, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
05/12/2020 - Present
Morgan Stanley (HYANNIS MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HYANNIS MA)
MA
02/25/2005 - 04/02/2007
MORGAN STANLEY DW INC. (HYANNIS MA)
MO
07/01/2003 - 02/28/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/15/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
06/28/1991 - 12/15/1992
DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)
NY
10/19/1989 - 05/18/1990
ROBERT FLEMING INC. (NEW YORK NY)
NA
08/20/1983 - 01/14/1986
HENDERSON BROTHERS, INC.
BC
Issued 12/17/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/10/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1983
Series 41 - NYSE Allied Member Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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