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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn C Gondolfo is a financial advisor with over 25 years of experience in the industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. John is licensed in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. John has passed the Series 6, 7, 31, 63, 65 and SIE exams and has experience working with individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations. John’s experience spans over several firms including Charles Schwab & Co., Inc., JWGenesis Securities, Inc., Dean Witter Reynolds Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/17/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
01/21/2011 - 04/27/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
AZ
01/30/2001 - 06/28/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
FL
06/22/2000 - 09/22/2000
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
NY
01/19/1999 - 11/12/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
05/02/1988 - 08/12/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/02/1988 - 08/12/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 02/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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