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John C Fruge

Nylife Securities LLC

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About John C Fruge

John C Fruge is a financial professional with over 30 years of experience in the financial services industry. John has been registered with Nylife Securities LLC since March 1993 and is currently licensed in Louisiana and Texas. John has also earned the Series 6 and Series 63 licenses, as well as the SIE exam.

Firm Information

John Fruge is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Fruge’s Registration & Firm History

LA

03/19/1993 - Present

Nylife Securities LLC (LAKE CHARLES LA)

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Licenses & Designations

BC

Issued 03/16/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John C Fruge. Review regulatory record here.
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