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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn C. Cooper is a financial advisor with over 40 years of experience in the industry. John has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since June 1990, and currently holds active registrations in Missouri and Texas. John has been actively involved in the securities industry since 1981 and possesses a wide range of experience and knowledge in the financial markets. In addition to his current role at Merrill Lynch, John has held previous positions at FN Investment Center, ISFA Corporation, Shearson Lehman Brothers Inc., and Waddell & Reed, Inc. John holds several professional designations and licenses including Series 6, 7, 24, 63, and 65. John specializes in providing a variety of investment advisory services to a wide range of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/27/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLAYTON MO)
CA
05/06/1988 - 05/31/1990
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
03/05/1986 - 05/18/1988
ISFA CORPORATION
NA
11/22/1983 - 03/04/1986
SHEARSON LEHMAN BROTHERS INC.
NA
06/04/1981 - 06/20/1983
WADDELL & REED, INC.
IA
Issued 03/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 06/02/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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