Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn C. Cooke is a securities professional with over 19 years of experience in the financial services industry. John Cooke currently holds a registration with FINRA and is a registered representative of MUFG Securities Americas Inc. John Cooke is also registered with the state securities authorities in 52 states and jurisdictions. John Cooke's previous employment includes Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/28/2013 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/18/2004 - 11/01/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 05/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2004
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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