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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn C Chu is a financial advisor registered with Morgan Stanley in New York, NY. John has been in the industry since August 2000. John has passed the Series 7, Series 10, Series 24, Series 63, Series 65, and Series 55 exams. John previously worked for CITIGROUP GLOBAL MARKETS INC., LPL FINANCIAL LLC, and MORGAN STANLEY SMITH BARNEY. John has been registered with Morgan Stanley since August 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/04/2020 - Present
Morgan Stanley (New York NY)
NY
05/16/2017 - 09/19/2018
CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)
NY
08/01/2013 - 05/16/2017
LPL FINANCIAL LLC (NEW YORK NY)
OR
03/31/2010 - 02/10/2012
MORGAN STANLEY SMITH BARNEY (LAKE OSWEGO OR)
NY
06/01/2009 - 10/08/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
08/24/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/13/2001 - 10/22/2003
WORLDCO, L.L.C. (NEW YORK NY)
NY
02/02/1997 - 07/09/2001
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NY
10/18/1996 - 01/24/1997
PRIME CHARTER LTD. (NEW YORK NY)
IA
Issued 05/03/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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