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John C Baxter

Baxter Investment Management

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About John C Baxter

John C. Baxter is a registered Investment Advisor Representative with Baxter Investment Management, a firm based in Greenwich, Connecticut. John has been in the industry since 2000, and is also registered in Connecticut. John's previous experience includes UBS PAINEWEBBER INC. where John worked as a Registered Representative. John has been with Baxter Investment Management since 2000 and has experience advising individuals, corporations, and charities. John's expertise includes financial planning and portfolio management.

Firm Information

John Baxter is currently registered with Baxter Investment Management. Baxter Investment Management, located in RIVERSIDE, CT, is an investment advisory firm with 5 investment adviser representatives. The firm manages approximately $915,112,236 in client assets and offers financial planning and portfolio management services for individuals, businesses, and high-net-worth individuals. The firm also manages assets for charitable organizations and pension and profit-sharing plans.
Baxter Investment Management

1030 EAST PUTNAM AVENUE

RIVERSIDE, CT 06878

$915.11M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Baxter’s Registration & Firm History

CT

04/24/2003 - Present

Baxter Investment Management (GREENWICH CT)

NJ

06/19/2000 - 04/24/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 05/23/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John C Baxter.
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