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John Byron

Cetera Advisors LLC

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About John Byron

John Byron is a financial advisor with over 20 years of experience in the industry. John is currently registered with Cetera Advisors LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Cetera Financial Specialists LLC. John has a Series 6 license, a Series 63 license, and has passed the SIE exam. John has been registered with Cetera Advisors LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC since January 13, 2022. Prior to that John worked with First Allied Securities, Inc. from January 13, 2022 to September 8, 2022. John was also previously registered with Liberty Funds Distributor, Inc. from January 1, 1998 to April 11, 2001. John has a background in the financial services industry dating back to 1996.

Firm Information

John Byron is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Byron’s Registration & Firm History

IL

01/13/2022 - Present

Cetera Advisors LLC (SCHAUMBURG IL)

IL

01/13/2022 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SCHAUMBURG IL)

MA

01/01/1998 - 04/11/2001

LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)

NY

05/14/1997 - 01/01/1998

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

ME

01/22/1996 - 01/07/1997

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

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Licenses & Designations

BC

Issued 08/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Byron.
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