Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Butler is a financial professional with over 20 years of experience in the industry. John has a strong background in investment banking and is currently registered with Piper Sandler & Co. as an investment banker. John has previously held roles at Sandler, O'Neill & Partners, L.P., Piper Jaffray & Co., Houlihan Lokey Howard & Zukin Capital, Inc., Fox-Pitt,Kelton Incorporated and Prudential Securities Incorporated. John has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
06/09/2011 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
11/20/2006 - 06/13/2011
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
03/03/2004 - 11/15/2006
HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC. (NEW YORK NY)
NY
04/05/2001 - 02/19/2004
FOX-PITT,KELTON INCORPORATED (NEW YORK NY)
NY
11/08/2000 - 01/16/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 11/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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