Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rucker is a financial advisor with Stifel, Nicolaus & Company, Inc. located in MONTGOMERY, AL. John has been in the financial industry since 1978. Prior to joining Stifel, Nicolaus & Company, Inc. John was with MERCHANT CAPITAL, L.L.C., and THE FRAZER LANIER COMPANY, INCORPORATED. John is licensed to sell securities in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
01/02/2015 - Present
Stifel, Nicolaus & Company, Inc. (MONTGOMERY AL)
AL
12/07/1987 - 01/02/2015
MERCHANT CAPITAL, L.L.C. (MONTGOMERY AL)
AL
06/01/1981 - 12/07/1987
THE FRAZER LANIER COMPANY, INCORPORATED (MONTGOMERY AL)
NA
01/03/1978 - 08/05/1981
THORNTON, FARISH & GAUNTT, INC.
BC
Issued 06/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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