Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kiernan is a financial professional with over 20 years of experience in the industry. John is currently registered with Northland Securities, Inc. and has previously worked at Summer Street Research Partners, Stifel, Nicolaus & Company, Incorporated, Cowen and Company, Leerink Swann & Company, Citigroup Global Markets Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Credit Suisse First Boston Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John is a licensed Series 7, 24, 63 and SIE registered representative and holds the Series 79TO designation. John specializes in providing financial planning and portfolio management services to individuals and high-net-worth individuals, as well as research services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
03/13/2015 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
NY
05/09/2014 - 03/19/2015
SUMMER STREET RESEARCH PARTNERS (NEW YORK NY)
NY
12/20/2010 - 06/14/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/15/2006 - 12/22/2010
COWEN AND COMPANY (NEW YORK NY)
NY
09/05/2003 - 09/14/2006
LEERINK SWANN & COMPANY (NEW YORK NY)
NY
12/13/2000 - 07/18/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
04/09/1997 - 11/20/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/03/2000 - 11/17/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
03/27/1997 - 05/01/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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