Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brzozowski is a financial professional with over 23 years of experience in the industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and previously worked with several firms including CAPITAL ONE INVESTMENT SERVICES LLC, METLIFE SECURITIES INC., HSBC SECURITIES (USA) INC., HSBC BROKERAGE (USA) INC., MILLENNIUM BROKERAGE, L.L.C., A.B. WATLEY, INC., WORLDCO, L.L.C., FLEET SECURITIES, INC., NASH, WEISS & CO., MAYER & SCHWEITZER, INC., SPEAR, LEEDS & KELLOGG, LADENBURG, THALMANN & CO., INC., and AMERICORP SECURITIES, INC.. John has a strong background in financial services and holds several licenses and certifications, including Series 6, 7, 63, 65 and SIE exams. John is dedicated to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/16/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ENGLISHTOWN NJ)
NJ
07/19/2012 - 06/10/2013
CAPITAL ONE INVESTMENT SERVICES LLC (WEST NEW YORK NJ)
NJ
10/06/2010 - 12/20/2011
METLIFE SECURITIES INC. (PISCATAWAY NJ)
NY
01/01/2005 - 02/20/2007
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
07/15/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
06/17/2003 - 12/02/2003
MILLENNIUM BROKERAGE, L.L.C. (CHATHAM NJ)
NY
09/06/2002 - 02/19/2003
A.B. WATLEY, INC. (NEW YORK NY)
NY
02/26/2002 - 09/04/2002
WORLDCO, L.L.C. (NEW YORK NY)
TX
02/02/1998 - 10/02/2001
FLEET SECURITIES, INC. (DALLAS TX)
NJ
10/14/1997 - 02/02/1998
NASH, WEISS & CO. (JERSEY CITY NJ)
NJ
05/23/1997 - 10/14/1997
NASH, WEISS & CO. (JERSEY CITY NJ)
CT
11/08/1996 - 05/02/1997
MAYER & SCHWEITZER, INC. (STAMFORD CT)
NY
09/26/1995 - 09/24/1996
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
07/30/1994 - 01/16/1995
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
10/12/1993 - 12/20/1993
AMERICORP SECURITIES, INC. (NEW YORK NY)
IA
Issued 09/12/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/12/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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