Unclaimed
John Bryson Palmer is a registered investment advisor representative with Hartford Funds. John has over 15 years of experience in the financial services industry, having held previous roles at DWS Distributors, Inc., Securities America, Inc., and Nuveen Securities, LLC. John is also a registered investment advisor representative in multiple states. John's area of specialization includes investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Registrant provides investment advice to states in connection with 529 plans and model recommendations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees related to 529 plans and model recommendations.
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2
WA
02/07/2025 - Present
Hartford Funds (Seattle WA)
IL
11/18/2021 - 01/23/2023
DWS DISTRIBUTORS, INC. (CHICAGO IL)
WA
01/07/2021 - 09/30/2021
SECURITIES AMERICA, INC. (SEATTLE WA)
IL
05/22/2012 - 01/15/2020
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
03/25/2011 - 12/05/2011
RYDEX DISTRIBUTORS, LLC (SCHAUMBURG IL)
IL
06/01/2009 - 03/23/2011
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
09/06/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
BOTH
Issued 09/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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