Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Bryan Loy is a financial advisor with Charles Schwab & Co., Inc. John has been a financial advisor for 14 years. John has a broad range of experience in the financial services industry, having worked with a variety of firms including EDWARD JONES, NYLIFE SECURITIES LLC, CAPITAL ONE INVESTING, LLC, and TD AMERITRADE, INC. John is registered in 53 states and the District of Columbia. John is also a Certified Financial Planner. John can help you with your financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/01/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
AZ
10/09/2019 - 06/03/2021
EDWARD JONES (TEMPE AZ)
TX
02/10/2017 - 09/17/2019
NYLIFE SECURITIES LLC (DALLAS TX)
WA
01/02/2015 - 01/18/2017
CAPITAL ONE INVESTING, LLC (SEATTLE WA)
LA
07/03/2014 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (NEW ORLEANS LA)
TX
10/06/2008 - 07/01/2014
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 04/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2015
Series 4 - Registered Options Principal Examination
BC
Issued 03/23/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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