Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Bryan Hicks is an investment advisor representative with Ausdal Financial Partners, Inc. John has been in the industry since February 3, 1990. John specializes in retirement planning, college savings, and wealth management. John is registered with the state of Illinois to provide investment advice. John has a wide range of experience in the financial services industry. John has held positions with a variety of firms, including Waterstone Financial Group, Inc., Cadaret, Grant & Co., Inc., AIG Equity Sales Corp., Manequity, Inc., and Pruco Securities Corporation. John is dedicated to providing his clients with the highest quality of service and is committed to helping them achieve their financial goals. John is a fiduciary and is bound to act in the best interests of his clients. John is a trusted advisor and can help you navigate the complex world of investing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
01/02/2019 - Present
Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)
IL
08/30/1999 - 01/03/2007
WATERSTONE FINANCIAL GROUP, INC. (ITASCA IL)
NY
01/02/1998 - 08/19/1999
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
01/19/1996 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
MA
03/05/1993 - 10/05/1995
MANEQUITY, INC. (BOSTON MA)
NJ
05/06/1987 - 04/08/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/18/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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