Unclaimed
John Bruce Sportsman is a registered representative with Wells Fargo Clearing Services, LLC and has been in the industry since December 2006. John has offices in St. Louis, Missouri and specializes in providing financial planning and investment consulting services to institutional clients. John has been registered with Wells Fargo Clearing Services, LLC since January 2019. Prior to that, John worked at SCOTTTRADE, INC. from March 2010 to April 2018 and FFP SECURITIES, INC. from February 1999 to January 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/03/2019 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/23/2010 - 04/03/2018
SCOTTRADE, INC. (ST. LOUIS MO)
MO
02/19/1999 - 01/16/2003
FFP SECURITIES, INC. (CHESTERFIELD MO)
BC
Issued 04/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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