Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Batdorf is a financial professional with over 20 years of experience in the industry. John is currently registered with Ba Securities, LLC in California and Pennsylvania. John previously worked at Headwaters BD, LLC, Viant Capital LLC, SG Cowen Securities Corporation, and Cowen & Co.. John holds the Series 7, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/26/2018 - Present
BA Securities, LLC (SAN FRANCISCO CA)
CO
01/26/2012 - 04/10/2018
HEADWATERS BD, LLC (DENVER CO)
CA
09/20/2002 - 01/09/2012
VIANT CAPITAL LLC (SAN FRANCISCO CA)
NY
07/01/1998 - 09/19/2001
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
08/22/1997 - 07/01/1998
COWEN & CO. (NEW YORK NY)
BC
Issued 03/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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