Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brodie is a financial advisor with over 29 years of experience in the industry. John Brodie currently works at Charles Schwab & Co., Inc., located in Bethesda, MD. John Brodie is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). John Brodie is also registered as an Investment Advisor Representative in Maryland and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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MD
08/04/2022 - Present
Charles Schwab & CO., Inc. (Bethesda MD)
MD
01/14/2023 - 12/31/2023
TD AMERITRADE, INC. (Bethesda MD)
MD
05/04/2012 - 07/19/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BETHESDA MD)
MD
11/18/2009 - 04/25/2012
FSC SECURITIES CORPORATION (ROCKVILLE MD)
MD
10/05/2009 - 10/21/2009
AMERIPRISE FINANCIAL SERVICES, INC. (ROCKVILLE MD)
MD
12/20/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (ROCKVILLE MD)
MD
06/17/2005 - 12/21/2007
WACHOVIA SECURITIES, LLC (BETHESDA MD)
NY
08/29/2002 - 05/25/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
GA
05/26/2000 - 08/20/2002
SUNTRUST SECURITIES, INC. (ATLANTA GA)
VA
03/05/1999 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NY
02/01/1996 - 03/04/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
VA
12/13/1994 - 01/11/1996
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NY
03/04/1994 - 11/17/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
03/04/1994 - 04/21/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 1/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/12/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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