Unclaimed
John Brison Glueckert is a financial advisor with over 40 years of experience in the financial services industry. John began his career at The Ohio Company in 1977 and has since held positions at several other firms, including Lehman Brothers Inc. and PaineWebber Incorporated. He has been with Morgan Stanley since 2019. John is registered as a broker-dealer and investment advisor in 48 states and the District of Columbia. He holds a Series 63, 65, 7, 8, 9, 10 and SIE licenses, as well as several other designations. John specializes in providing a variety of financial services to a broad range of clients, including individuals, businesses, insurance companies, charitable organizations, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
04/26/2019 - Present
Morgan Stanley (Centerville OH)
OH
10/22/1999 - 04/29/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMISBURG OH)
NJ
02/28/1992 - 11/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/26/1987 - 03/16/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/22/1981 - 05/28/1987
BLUNT ELLIS & LOEWI INCORPORATED
NA
07/07/1976 - 10/28/1985
SECURITY FIRST FINANCIAL, INC.
NA
06/01/1977 - 06/12/1981
THE OHIO COMPANY
IA
Issued 08/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1977
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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