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John Brinton Williams

MMA Securities LLC

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About John Brinton Williams

John Brinton Williams is a financial advisor with MMA Securities LLC, where he has worked since April 2019. John has over 25 years of experience in the industry and has previously held positions with Lara, May & Associates, LLC, Lara, Shull & May, Ltd, Financial West Group, United Planners' Financial Services of America A Limited Partner, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Guardian Investor Services Corporation, and Pruco Securities Corporation. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 6, Series 63, and SIE license. John specializes in providing advisory services to retirement plan participants and has a strong background in pension consulting and educational seminars.

Firm Information

John Williams is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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John Williams’s Registration & Firm History

MD

04/01/2019 - Present

MMA Securities LLC (Rockville MD)

MD

06/17/2008 - 04/01/2019

LARA, MAY & ASSOCIATES, LLC (BETHESDA MD)

VA

10/03/2007 - 06/18/2008

LARA, SHULL & MAY, LTD (FALLS CHURCH VA)

MD

05/13/2002 - 10/01/2007

FINANCIAL WEST GROUP (BETHESDA MD)

AZ

07/20/2000 - 12/31/2001

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

IN

07/28/1998 - 01/20/2000

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

07/28/1998 - 01/20/2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NA

08/06/1996 - 02/23/1998

LINCOLN FINANCIAL ADVISORS CORPORATION

NA

08/06/1996 - 02/23/1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

NY

06/17/1994 - 03/13/1996

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NJ

08/14/1992 - 12/14/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 05/02/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Brinton Williams.
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