Unclaimed
John Brinton Williams is a financial advisor with MMA Securities LLC, where he has worked since April 2019. John has over 25 years of experience in the industry and has previously held positions with Lara, May & Associates, LLC, Lara, Shull & May, Ltd, Financial West Group, United Planners' Financial Services of America A Limited Partner, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Guardian Investor Services Corporation, and Pruco Securities Corporation. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 6, Series 63, and SIE license. John specializes in providing advisory services to retirement plan participants and has a strong background in pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
MD
04/01/2019 - Present
MMA Securities LLC (Rockville MD)
MD
06/17/2008 - 04/01/2019
LARA, MAY & ASSOCIATES, LLC (BETHESDA MD)
VA
10/03/2007 - 06/18/2008
LARA, SHULL & MAY, LTD (FALLS CHURCH VA)
MD
05/13/2002 - 10/01/2007
FINANCIAL WEST GROUP (BETHESDA MD)
AZ
07/20/2000 - 12/31/2001
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
IN
07/28/1998 - 01/20/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/28/1998 - 01/20/2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
08/06/1996 - 02/23/1998
LINCOLN FINANCIAL ADVISORS CORPORATION
NA
08/06/1996 - 02/23/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
NY
06/17/1994 - 03/13/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NJ
08/14/1992 - 12/14/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 05/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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