Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brian Worthy is a financial advisor registered with Level Four Advisory Services. John has been in the financial industry since October 1992. John has a total of 10 registrations in 11 states, including Florida, Georgia, Indiana, Maine, New Jersey, New York, North Carolina, South Carolina, Utah, and Colorado. John is also a registered investment advisor in Florida. John has been a registered representative with Raymond James Financial Services, Inc., Wachovia Securities, LLC, Prime Capital Services, Inc., Investcorp, Inc., Great Western Financial Securities Corporation, Public Employees Equities Services Company, John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and The Prudential Insurance Company of America. John currently holds the Series 6, 7, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
FL
04/06/2021 - Present
Level Four Advisory Services (Stuart FL)
FL
01/17/2006 - 12/10/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (STUART FL)
MO
07/09/2002 - 01/20/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/08/2001 - 08/13/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
FL
12/23/1997 - 02/07/2001
INVESTACORP, INC. (MIAMI FL)
CA
04/08/1996 - 01/09/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
FL
01/04/1995 - 08/01/1995
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
MA
06/14/1993 - 08/30/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/14/1993 - 08/30/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NJ
02/01/1991 - 10/20/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/01/1991 - 10/20/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Worthy is the right advisor for you? Invested Better is here to help.
