Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Sullivan is a financial advisor with over 15 years of experience in the industry. John is currently registered with Foreside Fund Services, LLC, a firm that provides a range of services to the investment fund industry. Previously, John was registered with ALPS Distributors, INC. and Fidelity Brokerage Services LLC. John holds Series 7, Series 63 and Series 66 securities licenses. John is also licensed in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/16/2014 - Present
Foreside Fund Services, LLC (New York NY)
NY
05/16/2011 - 12/31/2014
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
08/05/2004 - 05/03/2011
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
BOTH
Issued 06/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Sullivan is the right advisor for you? Invested Better is here to help.
