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John Brian Rodgers

Kestra Investment Services, LLC

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About John Brian Rodgers

John Brian Rodgers is a financial advisor at Kestra Investment Services, LLC based in Warrington, Pennsylvania. John has over 15 years of experience in the financial services industry. John is registered with the state of Pennsylvania and several other states, including Arkansas, Maine, Maryland, Texas, Virginia and West Virginia. John holds the Series 6 and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE).

Firm Information

John Rodgers is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Rodgers’s Registration & Firm History

PA

05/31/2016 - Present

Kestra Investment Services, LLC (Warrington PA)

PA

10/15/2007 - 12/11/2015

NFP ADVISOR SERVICES, LLC (JAMISON PA)

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Licenses & Designations

BC

Issued 12/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Brian Rodgers.
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