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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brian Pence is a financial advisor with over 40 years of experience in the industry. John Brian Pence is currently registered with Morgan Stanley. John Brian Pence has been registered with Morgan Stanley since September 2022. Prior to joining Morgan Stanley, John Brian Pence was with UBS FINANCIAL SERVICES INC. John Brian Pence has a wide range of experience in the financial services industry, including working with individuals, high net worth individuals, corporations, insurance companies, charitable organizations, pension and profit sharing plans, investment companies, and other investment advisors. John Brian Pence is a registered representative and investment advisor representative and holds a Series 7, Series 63, Series 65, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
09/02/2022 - Present
Morgan Stanley (Jacksonville FL)
FL
01/31/1980 - 09/13/2022
UBS FINANCIAL SERVICES INC. (JACKSONVILLE FL)
NA
05/19/1978 - 02/02/1980
KIDDER, PEABODY & CO. INCORPORATED
NA
01/28/1980 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
03/28/1972 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
IA
Issued 04/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1977
PC - AMEX Put and Call Exam
BC
Issued 03/14/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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