Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brian Ogden is a financial advisor with over 40 years of experience in the industry. John has a strong track record of success in helping clients achieve their financial goals. John is registered with Oppenheimer & Co. Inc. and has been with the firm since 2010. Prior to that John worked with a number of firms including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., Titan Capital Corporation, and University Securities Corporation. John is also a Registered Investment Advisor (RIA) and has been a Trustee for a personal family trust for many years. John's specializations include investment advisory, portfolio management for individuals and businesses, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
04/20/2016 - Present
Oppenheimer & Co. Inc. (CARLSBAD CA)
CA
06/01/2009 - 06/24/2010
MORGAN STANLEY SMITH BARNEY (CARLSBAD CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CARLSBAD CA)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/30/1981 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
10/21/1981 - 11/19/1981
TITAN CAPITAL CORPORATION
NA
08/17/1981 - 10/05/1981
UNIVERSITY SECURITIES CORPORATION
IA
Issued 07/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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