Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brian Oettinger is a financial advisor at LPL Financial LLC. John has been in the financial industry since 1998. John has been registered with LPL Financial LLC since 2007. John has a Series 63, Series 65, Series 7 and SIE license. John is also a Certified Financial Planner. John provides financial planning services to individuals, families, and businesses. John's clients include high-net-worth individuals, insurance companies, charitable organizations, pension and profit sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. John also provides consulting and other non-discretionary advisory services. John is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
10/17/2023 - Present
LPL Financial LLC (ROCKVILLE MD)
MD
01/17/2003 - 10/09/2007
UVEST FINANCIAL SERVICES GROUP, INC. (OLNEY MD)
MD
09/12/2007 - 10/02/2007
LINSCO/PRIVATE LEDGER CORP. (OLNEY MD)
NY
10/02/1998 - 01/02/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/10/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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