Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lee is a financial advisor with LPL Financial LLC in Benbrook, TX. John has been in the industry since 1999. John holds FINRA Series 7, 6, 63, and 31 licenses. John has been registered with LPL Financial LLC since 2021. Prior to this, John was registered with Cambridge Investment Research, Inc. from 2012 to 2021, MML Investors Services, LLC from 2010 to 2012, Northwestern Mutual Investment Services, LLC from 2003 to 2010, Nationwide Securities, Inc. from 2002 to 2003, Morgan Stanley DW Inc. from 2001 to 2002, Northwestern Mutual Investment Services, LLC from 1999 to 2002 and Robert W. Baird & Co. Incorporated from 1999 to 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/11/2021 - Present
LPL Financial LLC (BENBROOK TX)
TX
06/07/2012 - 08/25/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (Fort Worth TX)
TX
09/10/2010 - 06/14/2012
MML INVESTORS SERVICES, LLC (FORT WORTH TX)
TX
08/04/2003 - 09/17/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FORT WORTH TX)
OH
11/07/2002 - 04/08/2003
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
NY
11/08/2001 - 07/26/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
WI
02/16/1999 - 01/25/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
02/16/1999 - 09/14/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 01/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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