Unclaimed
John Brian Kelly is a registered representative and investment advisor with J.P. Morgan Securities LLC. John has been in the industry since 1966. John holds Series 7TO, Series 3, Series 1, Series 63, Series 65, Series 24, and Series 40 licenses. John also has experience with Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
03/18/2010 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
02/21/2006 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
03/14/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/26/1989 - 03/18/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/24/1966 - 08/07/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 06/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/29/1971
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1985
Series 3 - National Commodity Futures Examination
BC
Issued 03/27/1962
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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