Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Brian Franklin is an experienced financial professional with over 35 years in the industry. John has a strong background in securities and investment advisory services. John is currently registered with Independent Financial Group, LLC and is also a Managing Director of IRONHORSE PLAN MANAGEMENT, which is a DBA used for marketing securities and advisory services. John has held previous positions with LPL FINANCIAL LLC, NRP FINANCIAL, INC., LINSCO/PRIVATE LEDGER CORP., PRUDENTIAL SECURITIES INCORPORATED, and SMITH BARNEY INC. John's professional experience spans a diverse range of roles within the financial services industry. John is also involved in a cattle farming and consulting business called SLO BRO LLC. John provides financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/26/2019 - Present
Independent Financial Group, LLC (SHELL KNOB MO)
MO
11/30/2010 - 12/06/2019
LPL FINANCIAL LLC (SHELL KNOB MO)
MO
11/20/2007 - 11/30/2010
NRP FINANCIAL, INC. (KANSAS CITY MO)
KS
11/08/2002 - 12/03/2007
LINSCO/PRIVATE LEDGER CORP. (LEAWOOD KS)
NY
09/20/1995 - 10/15/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/18/1990 - 09/26/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
12/17/1985 - 06/14/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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