Unclaimed
John Brewster Mitchell is a financial professional with over 5 years of experience in the industry. John Brewster Mitchell currently works at Tangent Capital Partners, LLC in the SHORT HILLS, NJ area. John Brewster Mitchell has previously worked at PGP Capital Advisors, LLC, Roth Capital Partners, LLC, Independent Brokerage Solutions LLC and Intrepid Investment Bankers LLC. John Brewster Mitchell holds Series 63, SIE and Series 79 licenses and is registered to offer securities in California and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/11/2024 - Present
Tangent Capital Partners, LLC (SHORT HILLS NJ)
CA
11/03/2022 - 09/25/2023
PGP CAPITAL ADVISORS, LLC (LOS ANGELES CA)
CA
10/19/2020 - 09/01/2022
ROTH CAPITAL PARTNERS, LLC (LOS ANGELES CA)
CA
02/03/2020 - 10/20/2020
INDEPENDENT BROKERAGE SOLUTIONS LLC (Los Angeles CA)
CA
08/23/2018 - 01/22/2020
INTREPID INVESTMENT BANKERS LLC (LOS ANGELES CA)
BC
Issued 11/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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