linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Brent Siemens

Virtu Americas LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Brent Siemens

John Brent Siemens is a registered representative with Virtu Americas LLC, a firm based in New York, NY. John has been in the industry since October 2006. John has passed the Series 38, 55, 57TO and SIE exams. John is registered in New York and holds a Series 63 license. John was previously employed by Virtu ITG LLC in Toronto and TD Securities (USA) LLC in Toronto, Ontario.

Firm Information

John Siemens is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Siemens’s Registration & Firm History

NY

05/20/2019 - Present

Virtu Americas LLC (New York NY)

NA

08/01/2007 - 08/03/2020

VIRTU ITG LLC (TORONTO )

NA

09/27/2006 - 07/02/2007

TD SECURITIES (USA) LLC (TORONTO, ONTARIO )

Not sure if John Brent Siemens is right for you?

Licenses & Designations

BC

Issued 02/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/26/2006

Series 38 - Canada Module of the General Securities Registered Representative (Without Options Questions)

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Brent Siemens.
Not sure if John Brent Siemens is right for you?